MAT257Y1/Unit 12
Unit 12 · Analysis II

The Exterior Derivative

One operator $d$ takes $k$-forms to $(k+1)$-forms, and in $\mathbb{R}^3$ it is gradient, curl and divergence depending on what you feed it. It satisfies $d^2=0$, which encodes both "curl of a gradient is zero" and "divergence of a curl is zero" in a single line. The gap between $d\omega=0$ and $\omega=d\eta$ is where topology enters the course.

By the end you can
Why it matters & where it comes from
Why it exists

Three unrelated-looking differential operators, three unrelated-looking integral theorems, and a pile of vector identities all turn out to be one operator and one theorem. The unification is not cosmetic: it is what lets the whole apparatus move to manifolds, where grad, curl and div do not individually make sense.

In the real world

A conservative force field is an exact $1$-form; the potential is the $0$-form it comes from. In thermodynamics, heat is a $1$-form that is not exact and entropy is what an integrating factor makes exact. Maxwell's $dF=0$ is three of the four equations at once.

Story & open questions

Poincaré proved the lemma in the 1880s while studying differential equations. That closed-minus-exact measures holes became de Rham cohomology, which computes topological invariants by pure calculus — a bridge between analysis and topology that is still one of the central tools in geometry.

Definition and rules

Definition

For a $0$-form $f$, $df=\sum_j\dfrac{\partial f}{\partial x_j}dx_j$. For a general $k$-form $\omega=\sum_Ia_I\,dx_I$, where $I$ runs over increasing index tuples,

$d\omega=\sum_I da_I\wedge dx_I =\sum_I\sum_j\dfrac{\partial a_I}{\partial x_j}\,dx_j\wedge dx_I.$

Differentiate each coefficient and wedge the result on the left. That is the entire computational content.

Theorem Characterising properties
$d$ is linear over $\mathbb{R}$.
On $0$-forms, $d$ is the usual differential.
Graded Leibniz rule: for a $k$-form $\omega$, $d(\omega\wedge\eta)=d\omega\wedge\eta+(-1)^k\omega\wedge d\eta$.
$d\circ d=0$.

These four properties determine $d$ uniquely, which is why every text's definition agrees despite differing wedge conventions.

Theorem $d^2=0$

For a $0$-form, $d(df)=\sum_{i,j}\dfrac{\partial^2f}{\partial x_i\partial x_j} dx_i\wedge dx_j$. The second partials are symmetric in $i,j$ by Clairaut, while $dx_i\wedge dx_j$ is antisymmetric, so the terms cancel in pairs and the diagonal terms vanish outright.

The general case follows from the Leibniz rule by induction. Note the hypothesis: $\omega$ must be $C^2$, so Clairaut applies. Smoothness is not decoration here.

Theorem $d$ commutes with pullback

$g^{*}(d\omega)=d(g^{*}\omega)$ for smooth $g$.

On $0$-forms this is the chain rule; the general case follows from the Leibniz rule and the fact that pullback respects wedges. This identity is what makes $d$ a genuinely geometric operator: it does not depend on the coordinates you compute it in, which is what will let Unit 13 define it on a manifold.

Vector calculus, translated

Dictionary In $\mathbb{R}^3$
$0$-forms are functions $f$; $df$ has components $\nabla f$.
$1$-forms $P\,dx+Q\,dy+R\,dz$ correspond to vector fields $(P,Q,R)$; $d$ of one has components $\nabla\times(P,Q,R)$.
$2$-forms $A\,dy\wedge dz+B\,dz\wedge dx+C\,dx\wedge dy$ also correspond to vector fields; $d$ of one is $(\nabla\cdot(A,B,C))\,dx\wedge dy\wedge dz$.
$3$-forms are functions again, times the volume form.

So $d^2=0$ read on $0$-forms says $\nabla\times\nabla f=0$, and read on $1$-forms says $\nabla\cdot(\nabla\times F)=0$. Two identities usually verified by grinding through components are one theorem.

Example A curl computation

Let $\omega=xy\,dx+yz\,dy+zx\,dz$. Then

$d\omega=(y\,dy)\wedge dx+(z\,dy+y\,dz)\wedge dy +(z\,dx+x\,dz)\wedge dz$
$=-y\,dx\wedge dy-y\,dy\wedge dz-z\,dz\wedge dx.$

Reading off components gives the curl $(-y,-z,-x)$, and it agrees with the determinant formula — but with no formula to memorise.

Closed, exact, and the hole in the plane

Definition

$\omega$ is closed if $d\omega=0$, and exact if $\omega=d\eta$ for some form $\eta$. Since $d^2=0$, every exact form is closed. The converse is a question about the shape of the domain.

Example The angle form

On $\mathbb{R}^2$ minus the origin, let

$\omega=\dfrac{-y\,dx+x\,dy}{x^2+y^2}.$
A direct computation gives $d\omega=0$: it is closed.
But integrating $\omega$ once around the unit circle gives $2\pi$. An exact form integrates to zero around any closed loop, by the fundamental theorem. So $\omega$ is not exact.

Locally $\omega=d\theta$, where $\theta$ is the polar angle. Globally there is no single-valued $\theta$ on the punctured plane, and the failure is caused entirely by the puncture.

Theorem Poincaré lemma

On a star-shaped open set — one containing the segment from some fixed point to each of its points — every closed form is exact.

The proof constructs an explicit homotopy operator $K$ with $dK+Kd=\mathrm{id}$ on forms of positive degree, by integrating the form along the radial segments. Applied to a closed $\omega$, this reads $\omega=d(K\omega)$.

Every open set is locally star-shaped, so closed always implies locally exact. The punctured plane shows the global statement needs the hypothesis.

Closed is local, exact is global. Checking $d\omega=0$ is a calculation at each point. Producing a potential is a statement about the whole domain. The size of the gap is a topological invariant of the domain, and computing it is what de Rham cohomology does.
Common pitfalls

• Dropping the sign in the graded Leibniz rule. The $(-1)^k$ depends on the degree of the left factor.
• Concluding exact from closed without checking the domain. The angle form is the counterexample to keep in mind.
• Applying $d^2=0$ to a form whose coefficients are not $C^2$. The proof needs Clairaut.
• Wedging $da_I$ on the right instead of the left. It changes the sign in odd degree.
• Believing the vector calculus dictionary works outside $\mathbb{R}^3$. Only the form language survives.

Practice

Original problems written for this guide in the style of Spivak and Munkres exercises. Write a full solution before opening the answer.

Practice 1 · Compute $d$

Find $d\omega$ for $\omega=x^2y\,dx+e^z\,dy$ in $\mathbb{R}^3$.

Solution
$d\omega=x^2\,dy\wedge dx+e^z\,dz\wedge dy =-x^2\,dx\wedge dy-e^z\,dy\wedge dz$.
Practice 2 · Closed but not exact

Verify the angle form is closed.

Solution
With $P=-y/(x^2+y^2)$ and $Q=x/(x^2+y^2)$, both $\partial Q/\partial x$ and $\partial P/\partial y$ equal $(y^2-x^2)/(x^2+y^2)^2$. Their difference is the coefficient of $dx\wedge dy$ in $d\omega$, so $d\omega=0$.
Practice 3 · Find a potential

Is $\omega=(2xy+z)\,dx+x^2\,dy+x\,dz$ exact on $\mathbb{R}^3$? If so find $f$.

Solution
$d\omega=0$ by inspection, and $\mathbb{R}^3$ is star-shaped, so it is exact. Integrating the first component, $f=x^2y+xz+C$, and the other two components check.
Practice 4 · Leibniz

For a $1$-form $\alpha$ and $2$-form $\beta$, expand $d(\alpha\wedge\beta)$.

Solution
$d\alpha\wedge\beta-\alpha\wedge d\beta$, since the left factor has odd degree.
Practice 5 · Divergence

Compute $d$ of $\omega=x\,dy\wedge dz+y\,dz\wedge dx+z\,dx\wedge dy$.

Solution
$3\,dx\wedge dy\wedge dz$. The corresponding field is the position field with divergence $3$, matching.
Practice 6 · Star-shaped but not convex

Give a star-shaped set that is not convex, and one that is not star-shaped.

Solution
A plus-sign region is star-shaped about its centre and not convex. An annulus is neither, and indeed the angle form restricted to it is closed and not exact.
Practice 7 · Pullback commutes

Check $g^{*}(df)=d(g^{*}f)$ directly for $f(x,y)=xy$ and $g(u,v)=(u+v,u-v)$.

Solution
$df=y\,dx+x\,dy$; pulling back gives $(u-v)(du+dv)+(u+v)(du-dv)=2u\,du-2v\,dv$. Meanwhile $g^{*}f=u^2-v^2$, whose differential is $2u\,du-2v\,dv$.
Practice 8 · Integrating factor

Show $\omega=y\,dx-x\,dy$ is not closed, but $\omega/y^2$ is exact on $y>0$.

Solution
$d\omega=dy\wedge dx-dx\wedge dy=-2\,dx\wedge dy\ne0$. Dividing by $y^2$ gives $y^{-1}dx-xy^{-2}dy$, which is $d(x/y)$ — exact, hence closed. The factor $y^{-2}$ is an integrating factor, the same device used to solve non-exact first-order ODEs.

Expanded topic checklist

Course coverage. This unit is part of the complete MAT257Y1 topic map. It should cover the following items before you move on:

Textbook/source alignment

Spivak defines $d$ and proves the Poincaré lemma with the explicit homotopy operator; Munkres gives more detail on the vector calculus dictionary. Check which proof the syllabus expects.

Core theorem map

Clairaut gives $d^2=0$, which makes "exact implies closed" free. The Poincaré lemma gives the converse on star-shaped sets. Unit 14 pairs $d$ with the boundary operator, and the pairing is Stokes' theorem.

Study routine. Translate every vector identity you know into form language and check it becomes trivial. If it does not, you have translated it incorrectly.

Deep practice extensions

Use these after the main practice set. They are designed to force definition-level reasoning, theorem selection, and mixed application rather than routine calculation only.

Extension 1 · One line for two identities

Which vector identities does $d^2=0$ contain?

Guide
$\nabla\times\nabla f=0$ and $\nabla\cdot(\nabla\times F)=0$.
Extension 2 · Closed versus exact

State the implication that always holds and the one that does not.

Guide
Exact implies closed always. Closed implies exact only on suitable domains, star-shaped ones for instance.
Extension 3 · The standard counterexample

Name a closed non-exact form and its domain.

Guide
$(-y\,dx+x\,dy)/(x^2+y^2)$ on the punctured plane; its integral around the unit circle is $2\pi$.
Extension 4 · Why naturality matters

Why does $g^{*}d=dg^{*}$ matter for manifolds?

Guide
Because it means $d$ computed in one chart agrees with $d$ computed in another on the overlap, so the operator is well defined on the manifold.